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CURRENT TRENDS IN VACCINES AND VACCINOLOGY (ISSN:2631-8970)

The Potential of Dry Powder Vaccines for Intranasal Immunization

Gerallt Williams1*, Julie Suman2, Degenhard Marx3

1Aptar Pharma, France
2 Next Breath, United States
3 Aptar Pharma, Germany

CitationCitation COPIED

Williams G, Suman J, Marx D. The Potential of Dry Powder Vaccines for Intranasal Immunization. Curr Trends Vaccine Vaccinol. 2020 Feb;4(1):115

Abstract

The  nasal  mucosal  administration  route  constitutes  a  proven  alternative  and  promising  strategy  for  vaccine  delivery.  Historically,  vaccination  has  proven  to  be  a  cost-effective  weapon  for  disease  prevention  and  has  dramatically  reduced  or  even  eliminated several diseases that were once responsible for significant mortality and  morbidity  worldwide.  The  intranasal  route  for  vaccine  administration  offers  an  attractive  alternative  to  injection,  due  to  the  ease  of  administration  as  well  as  potentially better patient compliance due to some of the population, which suffer from ‘needle phobia’. The first contact with inhaled pathogens happens in the nasal cavity and the upper respiratory system, so mucosal vaccine administration here would seem logical. 

Article Highlights

  • intranasal vaccines offers an attractive alternative to injection, due to the ease of administration, potentially better patient compliance & circumnavigates patients ‘needle phobia’ and needle cross contamination issues
  • first contact with inhaled pathogens happens in the nasal cavity and for respiratory infections, a nasal vaccine response could offer better protection than a systemic vaccine  and  in  addition  mucosal  antibody  responses  are  broader  than  systemic  immune responses
  • Dry powder nasal vaccines have several inherent advantages – superior physical, chemical, & thermal stability, do not require preservatives or buffers, avoid cold-chain for storage and transport
  • One should target the nasopharyngeal region of the nasal cavity where one finds the NALT (nasal associated lymphoid tissues) & the ‘Waldeyer’s Ring’
  • Targeting the nasal spray to the optimal area may need device fine-tuning, many device options are available as well as industrial filling equipment

Keywords

Vaccines; Nasal; Dry powders

Background

Although there are several liquid intranasal vaccines commercially available, e.g. FluMist®, Nasovac® and Ultravac®, immunization with dry powder vaccines are also progressing in development. Dry powder nasal vaccines, although not commercially available today, have several inherent advantages, one of which is being relatively more stable at ambient temperatures compared to liquid vaccines. Challenges remain but progress is being made towards developing effective powder vaccine formulations and this coupled to novel devices for nasal delivery could lead to them being the nextgeneration of intranasal vaccines.

The anatomy of the nasal cavity, see Figure 1, is well documented and it has been suggested that it may of interest to target the nasopharyngeal region of the nasal cavity in order to deposit the vaccine particles. It is in this area that one finds the NALT (nasal associated lymphoid tissues) which form part of what is called the ‘Waldeyer’s Ring’ comprising the adenoids as well as the tubal, palatine and lingual tonsils [1].

 Any particles or droplets will need to be efficiently deposited on the respiratory epithelium and reside long enough to interact with dendritic or antigen presenting cells. Nasal mucociliary clearance will also transport the deposited particles towards the nasopharynx and the NALT region. The minimum prerequisites for mucosal or nasal vaccination will be a particle containing the antigen, adherence to the mucosal surfaces, the simulation of an innate response and a resulting appropriate adaptive immune response.

Specifically with regard to powder particles formulated for vaccination, they should comprise an antigen, an adjuvant, some mucoadhesive agents and a bulking agent in order to form a stable particle, see Figure 2. The ideal nasal vaccine powder formulation would have particles of <250 nm, consists of a component enhancing the antigenicity of the antigen and would have hydrophilic surface reducing properties to prevent aggregation, so that the particles can be taken up individually. Such particles should be able to bind to receptors mediating an interaction between the particle, mucosa, M-cells and antigen presenting cells, be capable of protecting the antigen and could release the antigen and adjuvant simultaneously

Various powder formulation strategies involving dehydration during drying have been successfully exploited including freeze-, spray- and vacuum-drying leading to much improved storage stability while avoiding aggregation, physical or chemical degradation and loss of immunogenicity during storage. There has been significant progress in studying excipients for use in formulating nasal powders for vaccination, with matrix stabilisers, mucoadhesives and adjuvants drawing particular attention from researchers [2].

Nasal drug delivery device and the road to commercial scale production

The pathway towards developing a nasal vaccine will have many decision points along the development journey related to either device or potential large scale production viability. One of the first selections to be made are whether the vaccine formulation is best served in a liquid or powdered form. Depending on the vaccine therapy being considered the advantages of a single, bidose or multi-dose nasal application will need to be addressed. The compatibility of the formulation with the primary packaging will drive what type of contact materials that may be considered and this will have to be reconciled with what kind of spray, liquid or powder, that is to be delivered. Targeting the nasal spray to the optimal area of the nasal cavity to ensure suitable deposition and uptake may also take some fine tuning of the selected device, of which there are numerous choices available, see Figure 3. The availability of industrial filling equipment and processes as well as commercial large-scale access to the preferred device should also drive some of the key decisions around device selection.

Negotiating the regulatory pathways

Although today, only one of the 26 vaccines’ approved in the US market is in a nasal form, the regulatory pathway for a nasal vaccine will be the same as an injected form and will initially involve non-clinical safety studies followed by clinical phases I to III. Some differences can be anticipated in that specific toxicology and safety data may be expected for risks associated with local dosing in the nasal cavity. In addition, some of the excipients that may be proposed for liquid or powder vaccines may be new or different to those previously used and well known to the regulators and these may need more detailed information behind them to successfully navigate the regulatory requirements.

Specific consideration should be given to clinical trials since injected vaccines will induce circulating antibodies which is well known and understood by regulators whereas following mucosal immunization the response is much broader and T-cell response may be triggered which needs to be assessed in the clinical phases. Specific nasal drug delivery devices will probably be associated with new nasal vaccines and like other combination drug/devices they will be subject to the existing regulatory expectations for submissions associated with such combination drug products.

In vivo progress of nasal powder vaccines 

A range of dry powder nasal vaccines have been developed and investigated in vivo, both in preclinical and clinical studies. Vaccines including Diphtheria [3,4], Influenza [5], Meningitis [6], Anthrax [7], Tetanus [8] and Viral Gastroenteritis [9] have been successfully tested in animal or human studies with positive outcomes and therefore hold promise as potential commercial nasal vaccines in the future.

Typically, the dry powder vaccines investigated to date in the above clinical studies have comprised the usual formulation components, i.e., antigen and adjuvant, in addition to stabilizers, bulking agents and mucoadhesives. The powders used in the above studies were prepared in an array of different ways with spray drying and freeze-drying being the most commonly used pharmaceutical processes to produce dry powders of biologic compounds. Other alternative processes were also investigated such as thin-film freeze-drying and the encapsulation of the vaccine components in mucoadhesive particles, which were then converted into a dry powder.

Some challenges associated with nasal vaccination

There are a lack of specific antigens developed and approved for intranasal vaccination today, and they are less well understood than systemic vaccinations with responses that tend to be variable due to multiple factors (adhesion, penetration, clearance etc.) which may need investigation. Attention should also be paid to the risk of entry to the CNS during nasal vaccination due to their proximity to the olfactory region in the nasal cavity and steps should be taken to ensure deposition in the correct regions of the nasal cavity. Attention should be paid to the potential for dry nose symptom as a result of altered mucociliary clearance activity but this could be mitigated by the co-administration of nasal saline sprays.

Dry powder formulations need to be protected from humidity and specific protective packaging system are key elements in order to maintain the chemical and physical stability of dry powder vaccines. However, suitable containers for protection of nasal powder formulations are currently available and used successfully on commercialized products such as Basqimi®, a glucagon nasal powder.

The advantages of nasal vaccines

Unlike liquid vaccines, powders should not be as susceptible to physical, chemical, and thermal instability that can affect their potency and efficacy by undergoing degradation, aggregation, and/or hydrolysis. Stable powder formulations would not need certain stabilizers such as preservatives or buffers, and could avoid cold-chain for storage and transport which would be very attractive for mass vaccinations campaigns in challenging field environments. Data from several studies have indicated superior storage stability of powder vaccines at different temperatures and humidity, as compared to liquid vaccines, with some demonstrating stability and efficacy for up to 2 years at room temperature [7].

For respiratory infections, a nasal vaccine response could offer better protection than a systemic vaccine and in addition mucosal antibody responses are broader than systemic immune responses and can offer cross-protection [10]. The nasal administration route is pain free compared to injection and there are no risks of disease transmission often associated with needles. Nasal vaccination is already a safe well established pathway to disease management in the veterinary domain.


Figure 1: The anatomy of the nasal cavity


Figure 2: Typical components of a formulated powder particle for nasal vaccination


Figure 3: A range of nasal drug delivery devices are available which are capable of dispensing liquids or powders and which can deliver single, dual or multiple doses as required.

Future Outlook

Some challenges and opportunities remain for nasal powder vaccines,  for  example,  the  lack  of  nasal  antigens  and  suitable  adjuvants, but a lot of progress has also taken place with regard to successful clinical in vivo studies. Several liquid nasal vaccines have  reached  the  marketplace  and  although  regulators  are  less  familiar with nasal as opposed to injected vaccines, the pathway to  successful  approval  is  well  understood.  One  significant opportunity  presented  by  mucosal  nasal  powder  vaccines  is  that  they  could  offer  broader  immunological  responses  with  additional  cross-protection  than  traditional  systemic  vaccines.  Advantages  such  as  painless  nasal  administration  coupled  with  potentially  better  patient  compliance  should  encourage  both  physicians and patients to consider the use of nasal vaccinations in future. Nasal vaccines could also have a clear advantage during pandemics as they can be self-administered. On the practical side, avoidance  of  cold  chains,  the  plentiful  availability  of  nasal  drug  delivery devices and packaging solutions in addition to industrial powder  filling  process  offer  attractive  and  potentially  rapid product  development  pathways,  which  could  well  lead  to  the  nasal  powder  approach  becoming  the  next  generation  of  nasal  vaccines.

References

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